Tau Pathology in the Brain After Hip or Knee Replacement Surgery

NCT07871487 — Recruiting, 30 participants, Uppsala University Hospital

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Surgery and Postoperative Tau Pathology in Humans: A Translational Imaging and Biochemical Study to Explore Surgery-Induced Hallmarks of Alzheimer's Dementia

RegistryNCT07871487, acronym TAU-PET
StatusRecruiting
Study typeObservational
Enrollment30 (Estimated)
SponsorUppsala University Hospital (Other); collaborators: Karolinska University Hospital, Uppsala University
ConditionsPostoperative Cognitive Dysfunction, Alzheimer Disease, Tauopathies, Neuroinflammation, Arthroplasty, Replacement, Hip, Arthroplasty, Replacement, Knee
InterventionsHip or Knee Arthroplasty Under Spinal Anesthesia (Procedure)
Datesstart 2029-04-01 (estimated), primary completion 2029-04-01 (estimated), completion 2029-04-01 (estimated), first posted 2026-10-13, last updated 2026-10-15
Locations1 site in Sweden

Related Papers Related Patents Related Grants Related Experts
All trials for Postoperative Cognitive Dysfunction All trials for Alzheimer Disease All trials of Hip or Knee Arthroplasty Under Spinal Anesthesia

-Summary

The goal of this observational study is to study whether major surgery is linked to changes in the brain that are typical of Alzheimer's disease.

The study is a prospective observational study that will be carried out in Uppsala University Hospital. Adults aged 55-75 years who are healthy otherwise American Society of Anesthesiologists (ASA) 1-2 having a hip or knee replacement under spinal anesthesia, and a comparison group of people of the same age and sex with hip or knee arthrosis who are not having surgery will be included.

The main questions it aims to answer are:

* Does the amount of the protein tau in the brain increase in the two years after surgery?
* Are changes in tau linked to inflammation in the blood and spinal fluid, and to changes in memory and thinking?

Participants will:

* Have brain scans with positron emission tomography (PET) and magnetic resonance imaging (MRI) scans before surgery and 12 and 24 months later
* Give small samples of spinal fluid and blood
* Complete memory and thinking tests at the same time points

Researchers will compare the surgery group with the non-surgery group to see whether surgery is associated with more tau in the brain and with changes in memory and thinking.

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+Detailed description

Background: Postoperative neurocognitive decline is common in older surgical patients and has been associated with an increased risk of later dementia. Experimental studies show that surgery and anesthesia can trigger neuroinflammation, tau phosphorylation and tau aggregation, and clinical studies have shown acute increases in cerebrospinal fluid (CSF) and blood markers of neuronal injury (tau, neurofilament light) after surgery. Whether surgery leads to increased tau pathology in the human brain is unknown.

Aims: To translate preclinical findings of surgery-induced tau pathology to surgical patients by (A) mapping individual brain tau trajectories, cognitive function and biomarkers of neurodegeneration and brain injury during 24 months after surgery compared with matched non-surgical controls, and (B) linking individual patterns of inflammatory and neurodegenerative biomarkers and immune cell phenotypes to tau pathology and neurocognitive outcomes using pattern-recognition analysis.

Design: Prospective, longitudinal observational cohort study at Uppsala University Hospital, Sweden. A surgical cohort (n=20) undergoing elective hip or knee arthroplasty under spinal anesthesia is compared with a non-surgical control cohort (n=10) with hip or knee arthrosis, matched by age and sex. Participants are aged 55-75 years, ASA physical status 1-2, with MMSE score of 23 or higher.

Methods: All assessments are performed at baseline (before surgery), and at 12 and 24 months after surgery, with corresponding time points in the control cohort.

* Tau PET imaging with the second-generation tracer \[18F\]RO948 on a simultaneous PET-MR camera. Tau burden is quantified as binding potential in automatically delineated cortical regions (FreeSurfer), with cerebellar cortex as reference region.
* Cognitive assessment with the Neuropsychological Test Battery (NTB; composite z-score and the domains memory, psychomotor speed and executive function) and the Clinical Dementia Rating scale (CDR).
* CSF (4 mL) collected by spinal puncture; at baseline this is done in connection with the spinal anesthesia, before injection of the anesthetic.
* Venous blood samples (25 mL) for plasma, serum and immune cell phenotyping by flow cytometry.
* Biomarkers: Neurofilament light chain (NfL), tau and Glial fibrillary acidic protein (GFAP) by Simoa, and broad inflammatory and glial protein panels by proximity extension assay (Olink).

Analysis: Mixed models and multivariate methods (e.g. principal component analysis) will be used to relate individual biomarker and immune cell trajectories to changes in brain tau burden and cognitive outcomes, and to compare the surgical and control cohorts.

+Arms and interventions

ArmTypeInterventionsDescription
Surgical CohortProcedure: Hip or Knee Arthroplasty Under Spinal AnesthesiaAdults aged 55-75 years, ASA physical status 1-2, undergoing elective hip or knee arthroplasty under spinal anesthesia as part of routine care. Tau PET-MR, cognitive testing, CSF and blood sampling before surgery and at 12 and 24 months after surgery, n=20.
Non-Surgical Control CohortAdults aged 55-75 years, ASA physical status 1-2, with hip or knee arthrosis not scheduled for surgery. Tau PET-MR, cognitive testing, CSF and blood sampling at baseline and at 12 and 24 months, n=10
  • Hip or Knee Arthroplasty Under Spinal Anesthesia (Procedure), also known as Total hip replacement, Total knee replacement: Elective primary hip or knee arthroplasty performed as part of routine clinical care; the procedure and anesthesia are not assigned by the study, and surgery is the exposure of interest. All patients receive spinal anesthesia, with optional light propofol sedation during surgery. No general anesthesia is used. Before the intrathecal injection, 4 mL of cerebrospinal fluid is collected for research as the baseline sample. Tau PET-MR, cognitive testing and blood sampling are performed before surgery, with repeat PET-MR, cognitive testing, CSF and blood sampling at 12 and 24 months after surgery.

+Outcome measures

Primary outcomes

  • Change in Tau Levels in the Hippocampus on PET Scan [baseline, 12 and 24 months]: Tau protein levels in the brain will be measured with a PET scan using the tracer \[18F\]RO948. Brain regions will be outlined automatically on each participant's MRI using allocated software. The cerebellum will be the reference region. The main region of interest is the hippocampus. Tau levels will be reported as binding potential, which has no units; higher values mean more tau. The change from the first scan to the follow-up scan will be compared between the surgery group and the non-surgery group.
  • Change in Brain Tau Burden Measured by [18F]RO948 PET [24 months]: Tau protein levels in the brain will be measured with a PET scan using the tracer \[18F\]RO948. Brain regions will be outlined automatically on each participant's MRI using appropriate software. The cerebellum will be the reference region. The main region of interest is the hippocampus. Tau levels will be reported as binding potential, which has no units; higher values mean more tau. The change from the first scan to the follow-up scan will be compared between the surgery group and the non-surgery group.

+Eligibility

Sex: All, ages: 55 Years to 75 Years

Inclusion Criteria:

Surgical cohort:

* Age 55 to 75 years
* ASA physical status class 1 or 2
* Scheduled for hip or knee arthroplasty under regional (spinal) anesthesia at Uppsala University Hospital
* Written informed consent

Non-surgical control cohort:

* Age 55 to 75 years
* ASA physical status class 1 or 2
* Hip or knee osteoarthritis, recruited from the orthopedic outpatient clinic at Uppsala University Hospital
* Not scheduled for surgery
* Written informed consent

Exclusion Criteria:

Exclusion Criteria (both cohorts):

* Mini-Mental State Examination (MMSE) score below 23
* History of systemic inflammatory disorder
* Advanced cardiopulmonary disease

+Locations (1)

FacilityCityCountryStatus
Uppsala University HospitalUppsalaSwedenRecruiting

+Publications

  • Bromander S, Anckarsater R, Kristiansson M, Blennow K, Zetterberg H, Anckarsater H, Wass CE. Changes in serum and cerebrospinal fluid cytokines in response to non-neurological surgery: an observational study. J Neuroinflammation. 2012 Oct 24;9:242. doi: 10.1186/1742-2094-9-242. PMID 23095517
  • Tang JX, Mardini F, Janik LS, Garrity ST, Li RQ, Bachlani G, Eckenhoff RG, Eckenhoff MF. Modulation of murine Alzheimer pathogenesis and behavior by surgery. Ann Surg. 2013 Mar;257(3):439-48. doi: 10.1097/SLA.0b013e318269d623. PMID 22964728
  • Planel E, Bretteville A, Liu L, Virag L, Du AL, Yu WH, Dickson DW, Whittington RA, Duff KE. Acceleration and persistence of neurofibrillary pathology in a mouse model of tauopathy following anesthesia. FASEB J. 2009 Aug;23(8):2595-604. doi: 10.1096/fj.08-122424. Epub 2009 Mar 11. PMID 19279139
  • Terrando N, Eriksson LI, Ryu JK, Yang T, Monaco C, Feldmann M, Jonsson Fagerlund M, Charo IF, Akassoglou K, Maze M. Resolving postoperative neuroinflammation and cognitive decline. Ann Neurol. 2011 Dec;70(6):986-995. doi: 10.1002/ana.22664. PMID 22190370
  • Forsberg A, Cervenka S, Jonsson Fagerlund M, Rasmussen LS, Zetterberg H, Erlandsson Harris H, Stridh P, Christensson E, Granstrom A, Schening A, Dymmel K, Knave N, Terrando N, Maze M, Borg J, Varrone A, Halldin C, Blennow K, Farde L, Eriksson LI. The immune response of the human brain to abdominal surgery. Ann Neurol. 2017 Apr;81(4):572-582. doi: 10.1002/ana.24909. Epub 2017 Apr 11. PMID 28253549
  • Eriksson LI, Lundholm C, Narasimhalu K, Sandin R, Jin YP, Gatz M, Pedersen NL. Hospitalization, surgery, and incident dementia. Alzheimers Dement. 2019 Apr;15(4):534-542. doi: 10.1016/j.jalz.2018.12.005. Epub 2019 Feb 15. PMID 30777379
  • Moller JT, Cluitmans P, Rasmussen LS, Houx P, Rasmussen H, Canet J, Rabbitt P, Jolles J, Larsen K, Hanning CD, Langeron O, Johnson T, Lauven PM, Kristensen PA, Biedler A, van Beem H, Fraidakis O, Silverstein JH, Beneken JE, Gravenstein JS. Long-term postoperative cognitive dysfunction in the elderly ISPOCD1 study. ISPOCD investigators. International Study of Post-Operative Cognitive Dysfunction. Lancet. 1998 Mar 21;351(9106):857-61. doi: 10.1016/s0140-6736(97)07382-0. PMID 9525362
  • Leslie M. The post-op brain. Science. 2017 Jun 2;356(6341):898-900. doi: 10.1126/science.356.6341.898. No abstract available. PMID 28572347
  • Kulmala J, Ngandu T, Kivipelto M. Prevention Matters: Time for Global Action and Effective Implementation. J Alzheimers Dis. 2018;64(s1):S191-S198. doi: 10.3233/JAD-179919. PMID 29504541
  • Weiser TG, Regenbogen SE, Thompson KD, Haynes AB, Lipsitz SR, Berry WR, Gawande AA. An estimation of the global volume of surgery: a modelling strategy based on available data. Lancet. 2008 Jul 12;372(9633):139-144. doi: 10.1016/S0140-6736(08)60878-8. Epub 2008 Jun 24. PMID 18582931