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Development and Implementation of Patient Safety Checklists Before, During and After In-hospital Surgery

NCT03105713 — Not applicable, Completed, 8559 participants, Haukeland University Hospital

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Development and Implementation of Surgical Safety Checklists for Patients to Use Before Admission, Before Discharge and After Discharge (PASC) - a Stepped Wedge Cluster Randomized Controlled Trial

RegistryNCT03105713, acronym PASC
StatusCompleted
PhaseNot applicable
Study typeInterventional; randomized, crossover, masking: triple, health services research
Enrollment8559 (Actual)
SponsorHaukeland University Hospital (Other); collaborators: Helse Vest, Western Norway University of Applied Sciences, University of Bergen, The Research Council of Norway
ConditionsSurgery, Safety Issues, Complication, Patient Safety, Health Literacy, Health Economics
InterventionsPatient Safety Checklist (Other)
Datesstart 2021-11-01, primary completion 2024-02-29, completion 2024-02-29, first posted 2017-04-10, last updated 2024-09-19
Locations2 sites in Norway

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-Summary

Building on the Norwegian Patient Safety Program's target areas, the Patients' Surgical Checklist (PASC) will empower surgical patients to become more involved in their own safety and contribute to preventive safety measures. A safety checklist for patients to use has been developed and validated for use in surgical patients. In a Stepped Wedge Cluster RCT effects of patients using their own checklists to avoid preventable patient harm are examined. The project will re-use existing health and personal data collected from patient records and patient reported data as outcome measures. A consortium of all relevant stakeholders and users participate: two hospitals with seven surgical clusters, patient representatives, representatives of general practitioners, and interdisciplinary in-hospital professionals. The important project partners are information and communications technology companies (Helse-Vest IKT and CheckWare service delivery), general practitioners, and national and international research partners leading in the field of patient safety, implementation science and health economics.

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+Detailed description

The PASC consist of measures that enable patients to optimize their own health prior to surgery and for discharge from hospital. The checklist addresses risk areas as pre-operative information and preparations, post-operative information, and post-operative plans and follow-up. Pre-operative risk areas are contact information, medication safety, health status, optimizing health and nutritional status, dental status, comprehend critical information, preparation two weeks before surgery, communication with surgical ward, and discharge planning. Post-operative risk areas are prevention of complications, medication safety, activity restriction, and pain relief.

The checklist has been developed in cooperation with patients, patients' representatives, surgeons, general practitioners, ward doctors, nurses, pharmacists, clinical nutritionists, safety officers, hospital managers, information technology experts and the researchers. The intervention include paper and electronically versions of the checklist. Of eligible surgical wards, seven were randomly selected based on power calculation. All the invited wards agreed to participate. Surgical patients from these wards, in two Norwegian hospitals, will be invited to participate in the trial. Based on data from a validation and feasibility study of PASC, the power analysis suggest to include 38 patients per month (on average), per cluster over 20 months, as the lowest number of participants to detect a 5% (33.3% relative risk reduction). An intra-cluster-correlation at 0.05, and type I and type II error at 0.05 and 0.20, respectively, were assumed.

The outcomes of this study are primarily patient outcomes (morbidity and mortality). The study further assess outcomes on nutritional status (MST form), implementation (acceptability, appropriateness and feasibility survey), health economic (EQ-5D-3L) data, and health literacy (HLQ), from surveys and forms.

Based on power calculation, 350 questionnaires will be distributed in each arm of the trial (baseline and internvention).

Focus group interviews with content analysis will be applied to assess patients and health care personnel's experiences with patients' use of PASC.

+Arms and interventions

ArmTypeInterventionsDescription
Patient Safety Checklist InterventionExperimentalOther: Patient Safety ChecklistThe intervention to be administered is a patient safety checklist (two parts) for patients to be performed on paper or electronically: a) before admission to hospital, and b) under hospital stay (discharge)
ControlsNo interventionPatients do not receive the safety checklist intervention. Care as usual.
  • Patient Safety Checklist (Other): The intervention is developed, validated and to be implemented in seven surgical clusters in two hospitals, in a stepped wedge cluster randomized controlled trial of the PASC for patients to use.

+Outcome measures

Primary outcomes

  • Number of complications associated with the participants surgery [Up to 30 days]: Total numbers of complications
  • Number of complications within respiratory system [Up to 30 days]: Number of respiratory complications
  • Number of complications within cardio-thoracic system [Up to 30 days]: Number of cardio-thoracic complications
  • Number of infections [Up to 30 days]: Numbers of infections
  • Number of nervous system complications [Up to 30 days]: Number of nervous system complications
  • Volume of bleeding associated with operation [Up to 30 days]: Volume of bleedings in mL
  • Number of embolism associated with the hospital stay [Up to 30 days]: Number of embolies
  • Number of mechanical implant complications [Up to 30 days]: Number of mechanical implant complications
  • Number of re-operations [Up to 30 days]: Number of re-operations
  • Number of re-admissions [Up to 30 days]: Number of re-admissions

Secondary outcomes

  • Number of deaths associated with surgery [Up to 90 days]: Total numbers of deaths
  • Rate of patient scores on Health Literacy Questionaire [Up to 3 months post discharge]: Mean scores of HLQ and EQ5D surveys
  • Rate of patient scores on EQ5D [Up to 3 months]: Mean scores of EQ5D
  • Rates of Checklist Implementation Survey scores [Up to 3 months post discharge]: Mean scores on checklist implementation survey

+Eligibility

Sex: All, ages: 18 Years to any

Inclusion Criteria:

Elective surgery.

* Age over 18 years.
* Able to use Norwegian language.
* Patients must have had surgery 2-4 weeks before inclusion for the focus group interviews.

Exclusion Criteria:

* Must be cognitive able to use the checklist.
* Age under 18 years.
* Non-surgical procedures.

+Locations (2)

FacilityCityCountryStatus
Haukeland University HospitalBergenNorway
Førde Central HospitalFørdeNorway

+Publications

  • Harris K, Softeland E, Moi AL, Harthug S, Ravnoy M, Storesund A, Jurmy E, Skeie E, Waehle HV, Sevdalis N, Haugen AS. Feasibility of implementing a surgical patient safety checklist: prospective cross-sectional evaluation. Pilot Feasibility Stud. 2023 Mar 27;9(1):52. doi: 10.1186/s40814-023-01277-3. PMID 36973815
  • Results publication: Harris K, Softeland E, Moi AL, Harthug S, Storesund A, Jesuthasan S, Sevdalis N, Haugen AS. Patients' and healthcare workers' recommendations for a surgical patient safety checklist - a qualitative study. BMC Health Serv Res. 2020 Jan 16;20(1):43. doi: 10.1186/s12913-020-4888-1. PMID 31948462
  • Results publication: Tangvik RJ, Skeie E, Haugen AS, Harthug S, Harris K. Is self-screening for 'at risk of malnutrition' feasible in a home setting? PLoS One. 2024 Apr 16;19(4):e0299305. doi: 10.1371/journal.pone.0299305. eCollection 2024. PMID 38625912
  • Results publication: Austarheim AKS, Waehle HV, Harris K, Haugen AS. Exploring surgical patients' health literacy following the use of a patient safety checklist - A qualitative study. Patient Educ Couns. 2026 Oct;151:109756. doi: 10.1016/j.pec.2026.109756. Epub 2026 Jun 30. PMID 42391984
  • Results publication: Austarheim AKS, Harris K, Waehle HV, Storesund A, Tangvik RJ, Haugen AS. Effect of a patient-driven perioperative intervention on health literacy: A stepped-wedge cluster randomised sub-study. PLoS One. 2026 Jun 24;21(6):e0352245. doi: 10.1371/journal.pone.0352245. eCollection 2026. PMID 42340942
  • Results publication: Harris K, Waehle HV, Storesund A, Harthug S, Tangvik RJ, Monsen Lukcova D, Havik W, Humberset A, Stavang E, Hagerup K, Teigland Tepstad A, Sandsbakk Austarheim AK, Healey A, Sevdalis N, Haugen AS. Surgical patients' experiences with the Patients' Safety Checklist (PASC): a qualitative interview study. BMJ Open. 2025 Oct 5;15(10):e105554. doi: 10.1136/bmjopen-2025-105554. PMID 41047253

+Study documents

+Investigators

My Notes