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Radiation Therapy Plus Temozolomide and Pembrolizumab With and Without HSPPC-96 in Newly Diagnosed Glioblastoma (GBM)

NCT03018288 — Phase 2, Terminated, 90 participants, National Cancer Institute (NCI)

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A Randomized, Double Blind Phase II Trial of Surgery, Radiation Therapy Plus Temozolomide and Pembrolizumab With and Without HSPPC-96 in Newly Diagnosed Glioblastoma (GBM)

RegistryNCT03018288
StatusTerminated - Study closed early due to poor accrual.
PhasePhase 2
Study typeInterventional; randomized, parallel, masking: triple, treatment
Enrollment90 (Actual)
SponsorNational Cancer Institute (NCI) (Nih)
ConditionsGlioblastoma
InterventionsPembrolizumab, HSPPC-96, Temozolomide, Placebo, Surgery (Drug, biological, other, procedure)
Datesstart 2017-09-21, primary completion 2022-12-20, completion 2022-12-20, first posted 2017-01-12, last updated 2025-08-08
Locations1 site in United States

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-Summary

Background:

Glioblastoma (GBM) refers to a specific kind of brain cancer called glioblastoma. The standard treatment for GBM is radiation plus temozolomide, an oral chemotherapy drug. Pembrolizumab is an immune therapy that is now used to treat other cancers. The addition of pembrolizumab to the standard treatment of radiation and temozolomide has been shown to be well tolerated. Researchers want to see if adding a vaccine made from the person's own tumor will improve the effect of the pembrolizumab. The vaccine which is developed from fresh tumor taken at the time of surgery is called heat shock protein peptide complex-96 (HSPPC-96).

Objectives:

To see if the adding of pembrolizumab and HSPPC-96 improves the standard treatment for glioblastoma.

Eligibility:

Adults at least 18 years old with glioblastoma.

Design:

Participants will be screened with typical cancer tests:

Brain scan

Medical history

Blood and urine tests

Questions about quality of life and symptoms

These tests will be repeated throughout the study.

Participants will have surgery to remove their tumor. A tissue sample from the tumor will be sent to a lab. A vaccine will be made from it.

Some participants will get pembrolizumab and vaccine. Some will get pembrolizumab and placebo. Participants will not know which they get.

Participants will get radiation for 6 weeks.

Participants will take temozolomide by mouth before each treatment.

Participants will get pembrolizumab by intravenous (IV) for 30 minutes 3 times over the radiation cycle.

Participants will keep taking the 2 drugs every few weeks for about a year. Some may take pembrolizumab for an additional year.

Most participants will get the vaccine or placebo after radiation. They will get it 5 times over 6 weeks. Some participants will continue to get the vaccine every few weeks for 1 or 2 years.

Participants will repeat the screening tests when they stop study treatment. They will also have follow-up phone calls.

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+Detailed description

Background:

* Malignant gliomas are unfortunately, in most cases, a uniformly fatal tumor. Despite aggressive surgery, radiation treatment (RT) and chemotherapy at initial diagnosis these tumors almost always recur.
* Many clinical trials in glioblastoma (GBM) have evaluated the addition of agent(s) to standard therapy which consists of concurrent radiation with temozolomide chemotherapy after maximal surgical resection in patients with newly diagnosed disease and salvage chemotherapy with either rechallenge with temozolomide or an alternative alkylating agent such as lomustine (CCNU) or cisplatin. To date, none of the combination strategies have demonstrated clinical benefit. Furthermore, in subjects with an unmethylated MGMT (O6-methylguanine-DNA methyltransferase) promoter temozolomide has only modest benefit and salvage therapies have not demonstrated a significant impact in this subject group underscoring the need for more research.
* Immunotherapy offers the promise of improving outcomes for patients with GBM by evoking specific immune responses that may produce a more sustained and less toxic effect than conventional therapy. Heat-shock proteins (HSPs), which function as intracellular chaperones, can be used to deliver a variety of tumor antigens to antigen presenting cells for immune stimulation.
* Heat Shock Protein-Peptide Complex-96 (HSPPC-96) consists of the heat shock protein glycoprotein-96 (HSP gp-96) and a wide array of chaperoned proteins, including autologous antigenic peptides (aka vaccine). Heat shock proteins (HSP) are molecules that respond to cellular stress and counteract abnormal protein folding. They are known to modulate immune responses, especially the HSP gp-96. In a stressful environment, such as a tumor, HSPs are upregulated and highly expressed on tumor cells. This protects the tumor and leads to resistance to therapy. HSP expression is associated with cellular proliferation, apoptosis evasion, tissue invasion, metastasis, and angiogenesis.
* Pembrolizumab is a potent and highly selective humanized monoclonal antibody (mAb) of the immunoglobulin G4 (IgG4)/kappa isotype designed to directly block the interaction between Programmed cell death protein 1 (PD-1) and its ligands, programmed death-ligand 1 (PD-L1) and programmed cell death-ligand 2 (PD-L2). Additionally, pembrolizumab is thought to also have activity in the peripherally circulating T-effector cells by reversing lymphocyte exhaustion. It is currently Food and Drug Administration (FDA) approved for use in patients with unresectable or metastatic melanoma and disease progression following ipilimumab and, if BRAF V600 mutation positive, a BRAF inhibitor and non-small cell lung cancer (NSCLC) with elevated PD-L1 in the tumor. recurrent or metastatic HNSCC with disease progression on or after platinum-containing chemotherapy. It is also FDA approved for use with advanced (metastatic) non-small cell lung cancer (NSCLC) whose disease has progressed after other treatments and with tumors that express a protein called PD-L1 and for the treatment of patients with recurrent or metastatic head and neck squamous cell carcinoma (HNSCC) with disease progression on or after platinum-containing chemotherapy.
* This study will be the first to evaluate this combination of vaccine (HSPPC-96) and PD-1 inhibition (pembrolizumab) in newly diagnosed GBM patients whose tumors are MGMT promoter unmethylated and are isocytrate dehydrogenase (IDH) wildtype; and will provide important data on immune-modulatory effect of this combination. This may be of particular value in patients with high peripheral PD-L1 expression, but also the value of PD-1 added to standard GBM therapy. As vaccine needs to be generated from the patient s tumor, patients will need to be identified prior to surgery.

Eligibility:

* MRI findings consistent with a suspected GBM or histologically confirmed newly diagnosed GBM that has not been treated and would benefit from further surgical resection.
* Tumor must be supratentorial.
* GBM diagnosis must be made by surgical excision (stereotactic biopsy will not be allowed unless there is plan for second surgery to remove greater than or equal to 80% of the tumor) and patients tumors must not have O6-Methylguanine-deoxyribonucleic acid (DNA) Methyltransferase (MGMT) promoter methylation and must be isocitrate Dehydrogenase (IDH) wildtype.
* No prior treatment with radiation or chemotherapy for their GBM.
* Age greater than or equal to 18 years on day of signing informed consent

Objective:

\- The primary endpoint is to determine whether the one-year overall survival (OS) rate is improved in newly diagnosed GBM patients whose tumors have an unmethylated MGMT promoter and are IDH wildtype treated with radiation therapy (RT) + temozolomide (TMZ) + Pembrolizumab followed by TMZ + Pembrolizumab + HSPPC-96 vaccine or Placebo vaccine x 6 cycles (1 cycle is 9 weeks).

Design:

* This will be a randomized, double blind phase II trial of surgery, RT + TMZ + Pembrolizumab followed by TMZ + Pembrolizumab +/- HSPPC-96 in newly diagnosed GBM patients whose tumors have an unmethylated MGMT promoter and are IDH wildtype.
* Subjects will be assigned to intervention based on ability to generate vaccine as follows:

* If >= 80 % of tumor removed, >=7 g of tumor is resected but HSPPC-96 cannot be generated, subjects will be treated on the ancillary arm of RT+TMZ +Pembrolizumab followed by TMZ+ Pembrolizumab.
* If>= 80% of contrasting enhanced tumor removed (based on T1 Post contrast magnetic resonance imaging (MRI) using cross sectional measurement), >= 7 g of tumor is resected and sufficient HSPPC-96 is generated, subjects will be included in the main cohort and will be randomized on a 1:1 basis to receive:

* RT+TMZ +Pembrolizumab followed by TMZ+Pembrolizumab + Placebo

OR

\--- RT+TMZ +Pembrolizumab followed by TMZ+Pembrolizumab+HSPPC-96

-Subjects whose tumor does not meet the criteria (unmethylated MGMT promoter and IDH wildtype by pathology) and for whom < 80 % of tumor is removed or < 7g of tumor is resected are not eligible for further intervention. Approximately 8 potentially eligible patients are screened per month, and it is anticipated that at least 1-2 per month will be accrued per site.

+Arms and interventions

ArmTypeInterventionsDescription
1/Temozolomide + Pembrolizumab + Radiation TherapyOtherDrug: Pembrolizumab; Drug: Temozolomide; Procedure: SurgeryStandard treatment with experimental treatment (pembro) added.
2/Temozolomide+PembrolizumabExperimentalDrug: Pembrolizumab; Drug: Temozolomide; Procedure: SurgeryTemozolomide+Pembrolizumab
3/Temozolomide+Pembrolizumab+ Heat Shock Protein Peptide Complex-96 (HSPPC-96) VaccineExperimentalDrug: Pembrolizumab; Biological: HSPPC-96; Drug: TemozolomideTemozolomide+Pembrolizumab+ HSPPC96 Vaccine
4/Temozolomide+Pembrolizumab+ PlaceboPlacebo comparatorDrug: Pembrolizumab; Drug: Temozolomide; Other: PlaceboTemozolomide+Pembrolizumab+ Placebo
  • Pembrolizumab (Drug), also known as Keytruda: Pembrolizumab at 200mg will be administered on day 1 as a 30-minute intravenous (IV) infusion (prior to radiation therapy (RT) every 3 weeks during RT on days 1, 22 and 43. At one year, if participants are doing well, they may continue pembrolizumab for 12 more months alone or in conjunction with heat shock protein peptide complex -96 (HSPPC 96) or placebo vaccine if any is available.
  • HSPPC-96 (Biological), also known as heat shock protein peptide complex -96 (HSPPC 96): One week post RT, patients will receive weekly x 4 a dose of heat shock protein peptide complex -96 (HSPPC 96) 0.4mL intradermal vaccine or placebo. HSPPC-96 vaccine or placebo will then be given 21 days after the day 5 dose of temozolomide (TMZ). HSPPC-96 vaccine or placebo vaccine will be given for 6 cycles or until supply runs out. Participants who receive placebo will be matched for number of vaccine injections that were generated by their tumor tissue. At one year, if participants are doing well, they may continue pembrolizumab for 12 more months alone or in conjunction with HSPPC-96 or placebo vaccine if any is available.
  • Temozolomide (Drug), also known as Temodar: Temozolomide (TMZ) will be administered on day 1 of radiation therapy (before radiation therapy (RT) treatment) and continue throughout RT at the dose of 75 mg/m\^2. Post RT: The starting TMZ dose will be 150 mg/m\^2/day for cycle 1, days 1-5, with a single dose escalation to 200 mg/m\^2/day (days 29-33) and for all subsequent treatment if no treatment-related adverse events greater than Grade 2 are noted. TMZ will be given for 6 cycles.
  • Placebo (Other): One week post radiation therapy (RT), participants will receive weekly x 4 a dose of heat shock protein peptide complex -96 (HSPPC 96) 0.4mL intradermal vaccine or placebo. HSPPC-96 vaccine or placebo will then be given 21 days after the day 5 dose of Temozolomide (TMZ). HSPPC-96 vaccine or placebo vaccine will be given for 6 cycles or until supply runs out. Participants who receive placebo will be matched for number of vaccine injections that were generated by their tumor tissue. At one year, if participants are doing well, they may continue pembrolizumab for 12 more months alone or in conjunction with HSPPC-96 or placebo vaccine if any is available.
  • Surgery (Procedure): Tissue for vaccine production and neo-epitope monitoring.

+Outcome measures

Primary outcomes

  • One-year Overall Survival (OS) Rate [One year]: One-year overall survival (OS) rate is defined as the percentage of participants who from time of registration survived to one year in newly diagnosed O6-methylguanine-deoxyribonucleic acid (DNA) methyltransferase (MGMT) unmethylated Glioblastoma (GBM) participants treated with radiation therapy (RT) + Temozolomide (TMZ) + Pembrolizumab followed by Pembrolizumab + TMZ +/- heat-shock protein peptide complex-96 (HSPPC-96) x 6 cycles (1 cycle is 9 weeks) months. Rate of OS is measured by Kaplan-Meier method.

Secondary outcomes

  • Response Rate [After treatment, up to 26 months]: Response was determined by the Response Assessment in Neuro-Oncology Criteria (RANO) criteria and reported with 95% confidence intervals using exact binomial probability distributions. Complete response is no T1 gadolinium enhancing disease or stable or decreasing T2/fluid-attenuated inversion recovery (FLAIR). Partial response is ≥ 50% decrease in T1 gadolinium enhancing disease or stable or decreasing T2/FLAIR. Stable disease is <50% decrease but <25% increase in T1 gadolinium enhancing disease or stable or decreasing T2/FLAIR. Progressive disease is ≥25% incT1 gadolinium enhancing disease, appearance of new lesions or increase in T2/FLAIR.
  • Overall Survival (OS) [Time from registration to the time of death or off study up to 26 months]: OS is defined as the time from registration to the time of death. Kaplan-Meier curves will be used to analyze overall survival.
  • Overall Survival at 6, 12 and 24 Months, Post-registration [6, 12 and 24 months, post-registration]: Participants who are alive at 6, 12 and 24 months, post-registration determined from the level of the Kaplan-Meier curves at these time points.
  • Vaccine Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab [Start of treatment until participant is off study, approximately 61.5 months]: Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). Grade 2 is moderate. Grade 3 is severe. Grade 4 is life-threatening. And Grade 5 is death related to adverse event.
  • Placebo Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab [Start of treatment until participant is off study, approximately 61.5 months]: Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). Grade 2 is moderate. Grade 3 is severe. Grade 4 is life-threatening. And Grade 5 is death related to adverse event.
  • Ancillary Treatment Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab [Start of treatment until participant is off study, approximately 61.5 months]: Adverse events were assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). Grade 2 is moderate. Grade 3 is severe. Grade 4 is life-threatening. And Grade 5 is death related to adverse event.
  • Mean Symptom Severity Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). [Baseline, end of treatment or discontinuation, and 30 days after last dose]: To evaluate the occurrence of symptoms and correlate to disease progression and tolerance to treatment using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). Participants rate their symptoms on a questionnaire using an 11-point scale (0-10). 0 is "not present" and 10 is "as bad as you can imagine." Differences of at least 2 points will be classified as the minimum clinically meaningful change in the symptom severity measures. Higher score indicates worse severity.
  • Mean Symptom Interference Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). [Baseline, end of treatment or discontinuation, and 30 days after last dose]: To evaluate the occurrence of symptoms and correlate to disease progression and tolerance to treatment using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). Participants rate their symptoms on a questionnaire using an 11-point scale (0-10) of how much symptoms interfered with different aspects of a patient's life in the last 24 hours such as general activity, mood, work, relations with other people, walking and enjoyment of life. 0 is "not present" and 10 is "as bad as you can imagine." Differences of at least 2 points will be classified as the minimum clinically meaningful change in the symptom severity measures.
  • Percentage of Participants Rating Their Symptom Severity to Be 5 or Greater (on a 0-10) Scale Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT) [Baseline, end of treatment or discontinuation, and 30 days after last dose]: Percentage of participants rating their symptom severity to be 5 or greater (on a 0-10) scale using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). Participants rate their symptoms on a questionnaire using an 11-point scale (0-10). 0 is "not present" and 10 is "as bad as you can imagine."
  • Progression Free Survival (PFS) [Time from registration to the time of confirmed progression, an average of 9 months]: PFS is defined as the time from registration to the time of confirmed progression. Progression was measured by the immunotherapy response assessment for neuro-oncology (iRANO) criteria. Progressive disease is ≥25% increase in the sum of bi-perpendicular diameters of enhancing disease or new lesions or significant worsened T2/fluid-attenuated inversion recovery (FLAIR) or significant clinical decline.

Other outcomes

  • Number of Participants With Serious and/or Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0) [Date treatment consent signed to date off study, approximately 61.5 months.]: Here is the number of participants with serious and/or non-serious adverse events assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0). A non-serious adverse event is any untoward medical occurrence. A serious adverse event is an adverse event or suspected adverse reaction that results in death, a life-threatening adverse drug experience, hospitalization, disruption of the ability to conduct normal life functions, congenital anomaly/birth defect or important medical events that jeopardize the patient or subject and may require medical or surgical intervention to prevent one of the previous outcomes mentioned.

+Eligibility

Sex: All, ages: 18 Years to any

* INCLUSION CRITERIA:

Pre-Surgery (Step 1) Inclusion:

* Magnetic resonance imaging (MRI) findings consistent with a suspected glioblastoma (GBM) or a histologically confirmed newly diagnosed GBM that has not been treated and would benefit from further surgical resection. As vaccine needs to be generated from the patient's tumor, patients will need to be identified prior to definitive surgery.
* Preliminary assessment by the neurosurgeons that >80% of the tumor can be resected with an expectation that >7gm of tissue would be resected
* Age greater than or equal to 18 years on day of signing informed consent.
* Karnofsky performance status greater than or equal to 70.
* Tumor must be supratentorial only.
* Stereotactic biopsy will not be allowed unless there is plans for second surgery to remove greater than or equal to 80 % of the tumor.
* No prior treatment with radiation or chemotherapy for their GBM.
* No prior treatment with carmustine (Gliadel) wafers.

Post-Surgery (Step 2) Inclusion:

* Pathology must be a GBM, O6-methylguanine-deoxyribonucleic acid (DNA) methyltransferase (MGMT) promoter region determined to be unmethylated and isocitrate Dehydrogenase (IDH) wild type greater than or equal to 80 % resection of contrast enhanced tumor on post operative MRI and greater than 7 grams of tumor resected are required otherwise patient is ineligible.
* Treatment must be initiated greater than or equal to 14 days and < 6 weeks from surgery.
* Craniotomy site must be adequately healed and free of drainage or cellulitis, and the underlying cranioplasty must appear intact at the time of radiation. Radiation must start within 6 weeks of surgery.
* Dexamethasone dose should be less than or equal to 4 mg/day or steroid equivalent prior to starting treatment. If higher doses are needed, consult with Study Chair.
* Female subjects of childbearing potential should have a negative urine or serum pregnancy within 7 days prior to receiving the first dose of study medication. If the urine test is positive or cannot be confirmed as negative, a negative serum pregnancy test will be required.
* Patients must have adequate organ and bone marrow function within 14 days prior to step 2 registration, as defined below:

  * Absolute neutrophil count (ANC) > 1.5 x10(9)/L; platelet count > 100 x 10(9)/L; and hemoglobin (Hb) >9.0 g/dL within 7 days prior to step 2 registration. Note: The use of transfusion or other intervention to achieve Hb greater than or equal to 9.0 g/dL is acceptable.
  * Total bilirubin < 1.5 x ULN (except in patients diagnosed with Gilbert's disease)
  * Aspartate aminotransferase (AST) serum glutamic-oxaloacetic transaminase (SGOT), alanine aminotransferase (ALT) serum glutamate-pyruvate transaminase (SGPT), and alkaline phosphatase (ALP) < 2.5 x ULN
  * Serum creatinine < 1.5 x ULN
  * International normalized ratio (INR), prothrombin time (PT), or activated partial thromboplastin time (APTT) as follows: In the absence of therapeutic intent to anticoagulate the patient: INR < 1.5 or PT < 1.5 x ULN or aPTT < 1.5 x ULN. In the presence of therapeutic intent to anticoagulate the patient: INR or PT and aPTT within therapeutic limits (according to the medical standard in the institution) and the patient has been on a stable dose of anticoagulants for at least 2 weeks before registration.
* Females of child-bearing potential (FOCBP) and males must agree to use two adequate contraception methods (give examples, e.g., hormonal or barrier method of birth control; abstinence) prior to study entry, for the duration of study participation, and for 120 days following completion of therapy. Should a female patient become pregnant or suspect she is pregnant while participating in this study, she should inform her treating physician immediately. Male patients who father a child should notify the treating physician.

NOTE: A FOCBP is any woman (regardless of sexual orientation, having undergone a tubal ligation, or remaining celibate by choice) who meets the following criteria:

1. Has not undergone a hysterectomy or bilateral oophorectomy
2. Has had menses at any time in the preceding 12 consecutive months (and therefore has not been naturally postmenopausal for > 12 months)

   * Patients must have the ability to understand and the willingness to sign a written informed consent prior to registration on study.
   * Diagnosis must be made by surgical excision.
   * Patients should not be on antibiotics for any infection, but post operative antibiotics are allowed if used prophylactically but should be completed prior to starting RT.

   EXCLUSION CRITERIA:

   Pre-Surgery (Step 1) Exclusion:
   * Known history of immunodeficiency (HIV). This medical entity can be exacerbated by programmed cell death protein 1 (PD-1) blockade.
   * History of another malignancy in the previous 3 years, with a disease-free interval of < 3 years. Exceptions include basal cell carcinoma of the skin, squamous cell carcinoma of the skin, or in situ cervical cancer that has undergone potentially curative therapy. Patients who have undergone a bone marrow or stem-cell transplant for any malignancy are excluded.
   * Has an active autoimmune disease requiring systemic treatment within the past 3 months or a documented history of clinically severe autoimmune disease, or a syndrome that requires chronic systemic steroids or immunosuppressive agents except as noted above. Subjects with vitiligo or resolved childhood asthma/atopy would be an exception to this rule. Subjects that require intermittent use of bronchodilators or local steroid injections will not be excluded from the study. Subjects with hypothyroidism stable on hormone replacement or Sjorgren's syndrome will not be excluded from the study.
   * Has a history of interstitial lung disease, non-infectious pneumonitis, or pneumonitis.
   * Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator. Examples include:

     * Hypertension (defined as 160/95) that is not controlled on medication
     * Ongoing or active infection requiring systemic treatment
     * Symptomatic congestive heart failure
     * Unstable angina pectoris
     * Cardiac arrhythmia
     * Psychiatric illness/social situations or substance abuse disorders that would limit compliance with study requirements
     * Any other illness or condition that the treating investigator feels would interfere with study compliance or would compromise the patient's safety or study endpoints.
   * Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment.
   * The effects of pembrolizumab and HSPPC-96 on the developing human fetus are unknown. For this reason and because checkpoint inhibitors and immunotherapeutic vaccines as well as other therapeutic agents used in this trial are known to be teratogenic, women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry, and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately.
   * Has received prior therapy with an anti-PD-1, anti-programmed death-ligand 1 (PD-L1), anti-PD-L2, anti-4-1BB (CD137), or anti-Cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways).
   * On treatment for Hepatitis B or Hepatitis C or history of tuberculosis (TB).
   * Patients who have a history of allergic reactions attributed to compounds of similar chemical or biologic composition to Pembrolizumab are not eligible. Known hypersensitivity to any excipients of Pembrolizumab.

   Post-Surgery (Step 2) Exclusion:
   * Patients are ineligible if the tumor is not a GBM, MGMT promoter region determined to be unmethylated and IDH wild type, or if < 80 % resection of contrast enhanced tumor on post-operative MRI or < 7 grams of tumor is resected.
   * Patients who are receiving any other investigational agents.
   * Known history of immunodeficiency (HIV). This medical entity can be exacerbated by PD-1 blockade.
   * Any form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment excluding steroids. Attempts should be made to have patient on lowest possible dose of steroids. These medical entities can be exacerbated by PD-1 blockade.
   * History of another malignancy in the previous 3 years, with a disease-free interval of < 3 years. Exceptions include basal cell carcinoma of the skin, squamous cell carcinoma of the skin, or in situ cervical cancer that has undergone potentially curative therapy. Patients who have undergone a bone marrow or stem-cell transplant for any malignancy are excluded.
   * Has an active autoimmune disease requiring systemic treatment within the past 3 months or a documented history of clinically severe autoimmune disease, or a syndrome that requires chronic systemic steroids or immunosuppressive agents except as noted above. Subjects with vitiligo or resolved childhood asthma/atopy would be an exception to this rule. Subjects that require intermittent use of bronchodilators or local steroid injections will not be excluded from the study. Subjects with hypothyroidism stable on hormone replacement or Sjorgen's syndrome will not be excluded from the study.
   * Has a history of interstitial lung disease, non-infectious pneumonitis, or pneumonitis.
   * Has an active infection requiring systemic antibiotics within 10 days of surgery.
   * Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the subject's participation for the full duration of the trial, or is not in the best interest of the subject to participate, in the opinion of the treating investigator. Examples include:

     * Hypertension (defined as 160/95) that is not controlled on medication
     * Ongoing or active infection requiring systemic treatment
     * Symptomatic congestive heart failure
     * Unstable angina pectoris
     * Cardiac arrhythmia
     * Psychiatric illness/social situations or substance abuse disorders that would limit compliance with study requirements
     * Any other illness or condition that the treating investigator feels would interfere with study compliance or would compromise the patient's safety or study endpoints.
   * Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the trial, starting with the pre-screening or screening visit through 120 days after the last dose of trial treatment.
   * The effects of pembrolizumab and HSPPC-96 on the developing human fetus are unknown. For this reason and because checkpoint inhibitors and immunotherapeutic vaccines as well as other therapeutic agents used in this trial are known to be teratogenic, women of child-bearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control; abstinence) prior to study entry, and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while she or her partner is participating in this study, she should inform her treating physician immediately.
   * Has received prior therapy with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti- Cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways).
   * On treatment for Hepatitis B or Hepatitis C or history of TB.
   * Has received a live vaccine within 30 days prior to the first dose of trial treatment
   * Patients who have a history of allergic reactions attributed to compounds of similar chemical or biologic composition to Pembrolizumab are not eligible. Known hypersensitivity to any excipients of Pembrolizumab.

+Posted results

Participant flow

MilestoneVaccinePlaceboAncillary TreatmentEnrolled But Not Treated
Started891558
Surgery891556
Sufficient vaccine made (minimum of four). participants randomized to arm 3 and arm 48900
No sufficient vaccine made (minimum of four). participants randomized to arm 2.00150
Completed78120
Not completed11358

Outcome results

  • One-year Overall Survival (OS) Rate (Primary), Number, percentage of participants: Vaccine 52.5 (24.5 to 100.0); Placebo 71.4 (44.7 to 100.0); Ancillary Treatment 42.3 (20.4 to 87.9)
  • Response Rate (Secondary), Number, percentage of participants: Vaccine 0 (0 to 60.2); Placebo 0 (0 to 45.9); Ancillary Treatment 0 (0 to 41.0)
  • Overall Survival (OS) (Secondary), Median, Months: Vaccine 14.4 (9.9 to NA); Placebo 14.1 (11.5 to NA); Ancillary Treatment 10.1 (8.2 to NA)
  • Overall Survival at 6, 12 and 24 Months, Post-registration (Secondary), Number, Percentage of participants: Vaccine 87.5 (67.3 to 100.0); Placebo 100.0 (100.0 to 100.0); Ancillary Treatment 84.6 (67.1 to 100.0)
  • Vaccine Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab (Secondary), Number, adverse events: Unrelated 14; Unlikely Related 28; Possibly Related 10; Probably Related 0; Definitely Related 0
  • Placebo Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab (Secondary), Number, Adverse events: Unrelated 5; Unlikely Related 19; Possibly Related 11; Probably Related 4; Definitely Related 2
  • Ancillary Treatment Cohort: Number of Adverse Events Grades 2-5, Unrelated, Unlikely, Possibly, Probably, and/or Definitely Related to Pembrolizumab (Secondary), Number, Adverse Events: Unrelated 17; Unlikely Related 43; Possibly Related 13; Probably Related 0; Definitely Related 2
  • Mean Symptom Severity Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). (Secondary), Mean, Score on a scale: Vaccine 1.4 +/- 0.8; Placebo 1.3 +/- 0.9; Ancillary Treatment 1.2 +/- 1.1
  • Mean Symptom Interference Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT). (Secondary), Mean, Score on a scale: Vaccine 2.9 +/- 2.4; Placebo 1.9 +/- 1.4; Ancillary Treatment 2.2 +/- 2.7
  • Percentage of Participants Rating Their Symptom Severity to Be 5 or Greater (on a 0-10) Scale Using the MD Anderson Symptom Inventory-Brain Tumor Module (MDASI-BT) (Secondary), Number, Percentage of participants: Vaccine 38 (9 to 76); Placebo 63 (25 to 92); Ancillary Treatment 54 (25 to 81)
  • Progression Free Survival (PFS) (Secondary), Median, Months: Vaccine 13.7 (9.92 to NA); Placebo 8.0 (5.94 to NA); Ancillary Treatment 10.3 (5.9 to NA)
  • Number of Participants With Serious and/or Non-serious Adverse Events Assessed by the Common Terminology Criteria for Adverse Events (CTCAE v5.0) (Other pre specified), Count of participants, Participants: Vaccine 8; Placebo 9; Ancillary Treatment 15; Enrolled But Not Treated 2

Adverse events

Time frame: Date treatment consent signed to date off study, approximately 61.5 months.

ArmDeathsSerious adverse eventsOther adverse events
Vaccine6/8 (75.0%)6/8 (75.0%)8/8 (100.0%)
Placebo4/9 (44.4%)4/9 (44.4%)9/9 (100.0%)
Ancillary Treatment10/15 (66.7%)8/15 (53.3%)12/15 (80.0%)
Enrolled But Not Treated0/58 (0.0%)2/58 (3.4%)2/58 (3.4%)

Serious adverse events by term

TermOrgan systemVaccinePlaceboAncillary TreatmentEnrolled But Not Treated
Alanine aminotransferase increasedInvestigations0/81/91/150/58
AspirationInjury, poisoning and procedural complications1/80/90/150/58
Blood and lymphatic system disorders - Other, hyponatremiaBlood and lymphatic system disorders1/80/90/150/58
ConfusionPsychiatric disorders1/80/90/150/58
Creatinine increasedInvestigations0/80/91/150/58
DehydrationMetabolism and nutrition disorders0/80/91/150/58
DiarrheaGastrointestinal disorders0/80/91/150/58
Disease progressionGeneral disorders1/80/90/150/58
Edema cerebralNervous system disorders1/80/91/150/58
EncephalopathyNervous system disorders1/80/90/150/58
FatigueGeneral disorders0/80/91/150/58
Febrile neutropeniaBlood and lymphatic system disorders0/80/91/150/58
FeverGeneral disorders0/81/91/150/58
Generalized muscle weaknessMusculoskeletal and connective tissue disorders0/80/92/150/58
HeadacheNervous system disorders1/80/91/150/58
HydrocephalusNervous system disorders0/81/90/150/58
HyperglycemiaMetabolism and nutrition disorders0/80/91/150/58
HypertensionVascular disorders0/81/90/150/58
HyponatremiaMetabolism and nutrition disorders0/81/91/150/58
HypotensionVascular disorders0/80/91/150/58
Intracranial hemorrhageNervous system disorders1/80/90/150/58
Muscle weakness left-sidedMusculoskeletal and connective tissue disorders1/80/90/150/58
Muscle weakness right-sidedMusculoskeletal and connective tissue disorders0/81/91/150/58
NauseaGastrointestinal disorders0/80/91/150/58
Nervous system disorders - Other, altered mental statusNervous system disorders0/80/91/150/58
SeizureNervous system disorders3/82/91/151/58
SepsisInfections and infestations0/80/92/150/58
Sinus tachycardiaCardiac disorders1/80/90/150/58
SomnolenceNervous system disorders1/80/91/150/58
Supraventricular tachycardiaCardiac disorders0/81/90/150/58
Thromboembolic eventVascular disorders2/80/92/150/58
Urinary incontinenceRenal and urinary disorders1/80/90/150/58
Urinary tract infectionInfections and infestations1/80/92/150/58
VomitingGastrointestinal disorders0/80/91/150/58
StrokeNervous system disorders0/80/90/151/58

Other adverse events by term

TermOrgan systemVaccinePlaceboAncillary TreatmentEnrolled But Not Treated
Abdominal painGastrointestinal disorders1/81/90/150/58
AcidosisMetabolism and nutrition disorders0/80/91/150/58
Activated partial thromboplastin time prolongedInvestigations0/80/91/150/58
Adrenal insufficiencyEndocrine disorders1/81/90/150/58
AgitationPsychiatric disorders0/81/90/150/58
Alanine aminotransferase increasedInvestigations2/86/95/150/58
Alkaline phosphatase increasedInvestigations0/80/92/150/58
AlkalosisMetabolism and nutrition disorders0/80/91/150/58
AlopeciaSkin and subcutaneous tissue disorders1/81/94/150/58
AnemiaBlood and lymphatic system disorders3/82/93/151/58
AnorexiaMetabolism and nutrition disorders1/81/92/150/58
AnxietyPsychiatric disorders2/81/92/150/58
ArthralgiaMusculoskeletal and connective tissue disorders1/80/90/150/58
Aspartate aminotransferase increasedInvestigations1/85/95/150/58
Back painMusculoskeletal and connective tissue disorders0/80/91/150/58
Blood bicarbonate decreasedInvestigations0/81/90/150/58
Blood bilirubin increasedInvestigations1/81/90/150/58
Blurred visionEye disorders0/80/91/150/58
Breast painReproductive system and breast disorders0/81/90/150/58
ChillsGeneral disorders1/81/91/150/58
Cognitive disturbanceNervous system disorders0/81/90/150/58
ConfusionPsychiatric disorders2/81/90/150/58
ConstipationGastrointestinal disorders2/83/92/150/58
CoughRespiratory, thoracic and mediastinal disorders1/80/91/150/58
Creatinine increasedInvestigations1/81/90/150/58
Cytomegalovirus infection reactivationInfections and infestations0/80/91/150/58
DehydrationMetabolism and nutrition disorders0/81/91/150/58
DepressionPsychiatric disorders3/81/92/150/58
DermatitisSkin and subcutaneous tissue disorders0/80/91/150/58
Dermatitis radiationInjury, poisoning and procedural complications1/80/91/150/58
DiarrheaGastrointestinal disorders1/80/91/150/58
DizzinessNervous system disorders0/80/91/150/58
Dry eyeEye disorders1/80/90/150/58
Dry mouthGastrointestinal disorders0/80/91/150/58
DysarthriaNervous system disorders1/80/91/150/58
DysgeusiaNervous system disorders1/80/90/150/58
DyspepsiaGastrointestinal disorders1/80/90/150/58
DysphagiaGastrointestinal disorders0/80/91/150/58
DysphasiaNervous system disorders0/80/92/150/58
DyspneaRespiratory, thoracic and mediastinal disorders2/80/90/150/58
Ear and labyrinth disorders - Other, Hearing LossEar and labyrinth disorders0/80/91/150/58
Ear painEar and labyrinth disorders0/81/90/150/58
EczemaSkin and subcutaneous tissue disorders0/80/91/150/58
Edema faceGeneral disorders1/81/90/150/58
Edema limbsGeneral disorders0/81/91/150/58
Endocrine disorders - Other, ThyroiditisEndocrine disorders0/81/90/150/58
Erythema multiformeSkin and subcutaneous tissue disorders0/80/91/150/58
Eye disorders - Other, Eye PressureEye disorders0/81/90/150/58
Eye disorders - Other, left eye rotating lateral sideEye disorders0/80/91/150/58
Eye disorders - Other, left eyelid droopEye disorders0/80/91/150/58
Facial muscle weaknessMusculoskeletal and connective tissue disorders1/80/92/150/58
FallInjury, poisoning and procedural complications3/81/92/150/58
FatigueGeneral disorders3/83/98/150/58
Fecal incontinenceGastrointestinal disorders1/80/90/150/58
FeverGeneral disorders1/81/90/150/58
FloatersEye disorders0/80/91/150/58
Gait disturbanceGeneral disorders0/81/91/150/58
Gastroesophageal reflux diseaseGastrointestinal disorders1/80/91/150/58
Generalized muscle weaknessMusculoskeletal and connective tissue disorders1/81/91/150/58
HeadacheNervous system disorders1/82/92/150/58

80 more terms not shown.

+Locations (1)

FacilityCityCountryStatus
National Institutes of Health Clinical CenterBethesda, MarylandUnited States

+Publications

  • Results publication: Ozer BH, Lindhorst SM, Merrell RT, Trevino CR, Rudnick JD, Avgeropoulos NG, Ramakrishna N, Khagi S, Rauf Y, Walbert T, Pan E, Youssef M, Fink KL, Mandel JJ, Taylor LP, Colman H, Dunbar EM, Paleologos N, Burton EC, Wu J, Leeper HE, Gonzalez J, Penas-Prado M, Raizer JJ, Veglia E, Craig S, Yuan Y, Chambers C, Wall K, Grajkowska E, Mendoza T, Armstrong TS, Gilbert MR. Pembrolizumab, Temozolomide and HSPPC-96 Vaccine in Newly Diagnosed Glioblastoma Post-Chemoradiation: Results from a Multi-institutional, Phase 2, Randomized, Placebo-Controlled Trial. medRxiv [Preprint]. 2026 Jun 24:2026.06.22.26354817. doi: 10.64898/2026.06.22.26354817. PMID 42396282

+Study documents

+Investigators

My Notes