Oral Paclitaxel Solution With Immunotherapy and Concurrent SBRT as Neoadjuvant Treatment for Older Adults With NSCLC

NCT07754812 — Phase 4, Recruiting, 78 participants, Shanghai Pulmonary Hospital, Shanghai, China

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A Multicenter, Open-Label, Single-Arm Phase I/II Study of Oral Paclitaxel Solution Combined With an Immune Checkpoint Inhibitor and Concurrent Stereotactic Body Radiotherapy as Neoadjuvant Treatment in Older Patients With Resectable Stage IIA-IIIB Non-Small Cell Lung Cancer

RegistryNCT07754812
StatusRecruiting
PhasePhase 4
Study typeInterventional; randomized, parallel, masking: none, treatment
Enrollment78 (Estimated)
SponsorShanghai Pulmonary Hospital, Shanghai, China (Other)
ConditionsNSCLC (Non-small Cell Lung Cancer)
InterventionsOral Paclitaxel Solution, PD-1/PD-L1 inhibitor, Stereotactic Body Radiotherapy (SBRT), Radical Lung Cancer Surgery (Drug, radiation, procedure)
Datesstart 2026-06-25, primary completion 2028-10-31 (estimated), completion 2028-10-31 (estimated), first posted 2026-08-10, last updated 2026-08-10
Locations5 sites in China

Related Papers Related Patents Related Grants Related Experts
All trials for NSCLC (Non-small Cell Lung Cancer) All trials of Oral Paclitaxel Solution All trials of PD-1/PD-L1 inhibitor

-Summary

his multicenter, open-label, single-arm phase I/II trial will evaluate the safety, tolerability, and preliminary efficacy of oral paclitaxel solution combined with an immune checkpoint inhibitor and concurrent stereotactic body radiotherapy (SBRT) as neoadjuvant therapy in patients aged 70 years or older with resectable stage IIA-IIIB non-small cell lung cancer (NSCLC) without sensitizing EGFR, ALK, or ROS1 alterations.

In Phase I, a 3+3 dose-escalation design will evaluate oral paclitaxel at 80, 120, and 160 mg/m² administered orally on Days 1 and 8 of each cycle, divided into morning and evening doses, in combination with an investigator-selected anti-PD-1 or anti-PD-L1 monoclonal antibody and SBRT at 8 Gy in 3 fractions. Phase II will expand enrollment at the recommended Phase II dose (RP2D). The principal efficacy outcome is pathologic complete response after surgery. Other outcomes include major pathologic response, radiographic response, event-free survival, overall survival, surgical resection and R0 resection rates, and exploratory biomarker changes.

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+Detailed description

Older patients with NSCLC may have reduced organ reserve, more comorbidities, and a higher risk of toxicity from standard platinum-based chemotherapy, intensive radiotherapy, or multimodality treatment. The study is designed to explore a potentially lower-intensity neoadjuvant regimen that combines oral paclitaxel solution, immune checkpoint blockade, and precision radiotherapy.

Phase I will use a conventional 3+3 dose-escalation design. Oral paclitaxel solution will be evaluated at 80, 120, and 160 mg/m² on Days 1 and 8 of each cycle, administered in divided morning and evening doses. An anti-PD-1 or anti-PD-L1 monoclonal antibody will be selected by the investigator according to standard of care and administered according to the approved prescribing information. Concurrent SBRT will be delivered at 8 Gy per fraction for 3 fractions to the primary lung tumor and selected nodal regions. The Phase I objective is to evaluate safety and identify the RP2D.

Phase II will enroll additional participants at the RP2D to evaluate antitumor activity and feasibility. Participants who remain suitable for radical lung cancer surgery are intended to undergo resection after completion of neoadjuvant treatment. The study will assess pathologic response, radiographic response, surgical feasibility, event-free survival, overall survival, and changes in immune cell subsets, circulating tumor DNA, and PD-L1 expression.

+Arms and interventions

ArmTypeInterventionsDescription
Phase 1 Dose-Escalation CohortExperimentalDrug: Oral Paclitaxel Solution; Drug: PD-1/PD-L1 inhibitor; Radiation: Stereotactic Body Radiotherapy (SBRT); Procedure: Radical Lung Cancer SurgeryParticipants enrolled in Phase 1 will receive oral paclitaxel solution in combination with an anti-PD-1 monoclonal antibody and stereotactic body radiation therapy (SBRT). Oral paclitaxel solution will be evaluated at sequential dose levels of 80 mg/m², 120 mg/m², and 160 mg/m² using a conventional 3+3 dose-escalation design. The primary objective of this cohort is to evaluate the safety and tolerability of the combination regimen and to determine the recommended Phase 2 dose (RP2D) of oral paclitaxel solution. Tumor response and surgical feasibility will be assessed after completion of the protocol-specified treatment.
Phase 2 Cohort A - Operable CohortExperimentalDrug: Oral Paclitaxel Solution; Drug: PD-1/PD-L1 inhibitor; Radiation: Stereotactic Body Radiotherapy (SBRT); Procedure: Radical Lung Cancer SurgeryParticipants enrolled in Phase 2 Cohort A will be patients considered eligible for curative-intent surgery after multidisciplinary evaluation. Participants will receive oral paclitaxel solution at the RP2D established in Phase 1, in combination with an anti-PD-1 monoclonal antibody and SBRT. After completion of the protocol-specified neoadjuvant treatment, participants will undergo tumor response assessment and surgical evaluation. Participants who remain operable will proceed to curative-intent surgical resection.
Phase 2 Cohort B - Inoperable CohortExperimentalDrug: Oral Paclitaxel Solution; Drug: PD-1/PD-L1 inhibitor; Radiation: Stereotactic Body Radiotherapy (SBRT)Participants enrolled in Phase 2 Cohort B will be patients considered unsuitable for curative-intent surgery after multidisciplinary evaluation. Participants will receive oral paclitaxel solution at the RP2D established in Phase 1, in combination with an anti-PD-1 monoclonal antibody and radiotherapy. Participants will receive protocol-specified non-surgical, definitive-intent treatment and will undergo radiographic tumor response assessment and long-term survival follow-up.
  • Oral Paclitaxel Solution (Drug), also known as Oral paclitaxel, Liporaxel, DHP107: Phase I dose levels: 80 mg/m², 120 mg/m², and 160 mg/m², administered orally on Days 1 and 8 of each cycle in divided morning and evening doses. Phase II: oral paclitaxel solution at the RP2D.
  • PD-1/PD-L1 inhibitor (Drug): An PD-1/PD-L1 inhibitor selected by the investigator according to standard of care and administered according to the approved prescribing information
  • Stereotactic Body Radiotherapy (SBRT) (Radiation): SBRT at 8 Gy per fraction for 3 fractions to the primary lung tumor and selected lymph node regions.
  • Radical Lung Cancer Surgery (Procedure): Participants considered operable after neoadjuvant therapy are intended to undergo radical lung cancer surgery.
  • Stereotactic Body Radiotherapy (SBRT) (Radiation): Participants considered inoperable after neoadjuvant therapy are intended to continue SBRT at radical dose assessed by department of radiotherapy.

+Outcome measures

Primary outcomes

  • Complete Response (CR) Rate in Phase 2 [2 weeks (±14 days) after surgery or radical radiotherapy]: The percentage of participants in the Phase 2 operable cohort who achieve a CR according to RECIST v1.1, at the protocol-specified preoperative tumor assessment. A CR is defined as the disappearance of all target lesions. Any pathological lymph nodes must have a reduction in the short axis to less than 10 mm. Participants who discontinue treatment, experience disease progression, become unable to undergo the planned response assessment, or have no evaluable post-baseline tumor assessment will be classified as not having achieved a CR.
  • Incidence of Grade 3 or Higher Treatment-Related Adverse Events (TRAE) in Phase 1 [First dose up to 1 week (±7 days) after neoadjuvant therapy]: The percentage of participants in the Phase 1 dose-escalation cohort who experience at least one Grade 3 or higher TRAE during the safety assessment period. Adverse events will be graded according to the CTCAE 5.0. The relationship of each adverse event (AE) to oral paclitaxel solution, the anti-PD-1 antibody, radiotherapy, or the combination regimen will be assessed by the investigator.

Secondary outcomes

  • CR Rate in Phase 1 [2 weeks (±14 days) after surgery]: The percentage of participants in the Phase 1 dose-escalation cohort who achieve a CR according toRECIST v1.1. A CR is defined as the disappearance of all target lesions, with any pathological lymph nodes having a reduction in the short axis to less than 10 mm.
  • Two-Year Event-Free Survival (EFS) Rate [2 years]: The percentage of participants in the Phase 1/2 who remain alive and event-free at 2 years after first dose up. An event is defined as any of the following: Disease progression that precludes planned curative-intent treatment; Local, regional, or distant disease progression or recurrence; Death from any cause. Participants without an event will be censored at the date of their last adequate disease assessment.
  • Two-Year Overall Survival (OS) Rate [2 years]: The percentage of participants in the Phase 2 who are alive at 2 years after first dose. Participants who are alive or whose survival status is unknown at the data cutoff will be censored at the date they were last known to be alive.
  • Incidence of AE [First dose up to 1 week (±7 days) after neoadjuvant therapy]: The percentage of participants in Phase 2 who experience treatment-emergent adverse events (TEAE), TRAE, Grade 3 or higher AE, serious adverse events (SAE), immune-related adverse events(irAE), or radiation-related AE. Adverse events will be graded according to CTCAE 5.0. Postoperative complications occurring during the protocol-specified postoperative safety period will also be summarized.

Other outcomes

  • Change From Baseline in Circulating Tumor DNA (ctDNA) [At baseline, and 1 week (±7days) after completion of neoadjuvant therapy,]: Changes in ctDNA levels and molecular residual disease status will be evaluated from baseline to protocol-specified post-treatment and follow-up assessments. The association between ctDNA clearance or persistence and CR, EFS, and OS will be explored separately in Phase 2 Cohorts A and B.
  • Change From Baseline in PD-L1 Expression [At baseline, and 1 week (±7days) after completion of neoadjuvant therapy,]: Changes in tumor PD-L1 expression from baseline to the available post-treatment tissue assessment will be evaluated using the protocol-specified immunohistochemical assay. The association between baseline or post-treatment PD-L1 expression and CR will be explored separately in Phase 2 Cohorts A and B.
  • Change From Baseline in Tumor and Peripheral Immune Cell Subsets [At baseline, and 1 week (±7days) after completion of neoadjuvant therapy,]: Changes in protocol-specified tumor-infiltrating and peripheral immune cell subsets will be evaluated from baseline to post-treatment assessments. Exploratory analyses will assess the association between changes in immune cell subsets and CR, EFS, and OS separately in Phase 2 Cohorts A and B.

+Eligibility

Sex: All, ages: 70 Years to any

Inclusion Criteria:

* Age 70 years or older, regardless of sex.
* Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
* Histologically confirmed non-small cell lung cancer, clinical stage IIA-IIIB according to the 8th edition of the AJCC staging system.
* No evidence of distant metastasis and considered suitable for radical lung cancer surgery.
* The primary lung lesion is suitable for stereotactic body radiotherapy.
* No sensitizing driver alterations in EGFR, ALK, ROS1, or other tested actionable genes.
* Adequate major organ function, including all of the following:
* Absolute neutrophil count at least 1.5 × 10\^9/L, platelet count at least 100 × 10\^9/L, and hemoglobin at least 9 g/dL.
* Total bilirubin no more than 1.5 × the upper limit of normal; alanine aminotransferase and aspartate aminotransferase no more than 2.5 × the upper limit of normal.
* Serum creatinine no more than 1.5 × the upper limit of normal or creatinine clearance at least 60 mL/min.
* Urine protein less than 1+; if urine protein is 1+, 24-hour urine protein must be less than 500 mg.
* Blood glucose within the normal range or stable glycemic control in participants with diabetes.
* Baseline forced expiratory volume in 1 second (FEV1) at least 2 L; if FEV1 is less than 2 L, the predicted postoperative FEV1 must be greater than 800 mL as assessed by a thoracic surgeon.
* No myocardial infarction within the previous year, no unstable angina, no symptomatic severe arrhythmia, and no cardiac insufficiency.
* The participant has been fully informed and voluntarily provides written informed consent.

Exclusion Criteria:

* Prior lobectomy, thoracic radiotherapy, or systemic antitumor therapy.
* Another concurrent malignancy or a history of another malignancy cured less than 5 years before enrollment, except adequately treated cervical carcinoma in situ or basal cell or squamous cell carcinoma of the skin.
* Active autoimmune disease or a history of autoimmune disease requiring systemic immunosuppressive treatment.
* Active infection requiring systemic treatment, active tuberculosis, human immunodeficiency virus infection, active hepatitis B or hepatitis C, active syphilis, or another active transmissible infection specified by the protocol.
* Severe cardiac, hepatic, renal, or metabolic disease that precludes surgery or study treatment.
* History of interstitial lung disease or drug-induced pneumonitis, or imaging evidence of active interstitial lung disease.
* Uncontrolled large pleural effusion or pericardial effusion.
* Major surgery, severe trauma, or treatment with another investigational drug within 4 weeks before enrollment.
* Recent receipt of an anticancer vaccine or live vaccine.
* Any other condition that, in the investigator's opinion, makes the participant unsuitable for the study or may interfere with interpretation of the study results.

+Locations (5)

FacilityCityCountryStatus
Guangdong Provincial People's HospitalGuangzhou, GuangdongChinaNot yet recruiting
The Affiliated Suqian Hospital of Xuzhou Medical UniversitySuqian, JiangsuChinaNot yet recruiting
Shanghai Pulmonary HospitalShanghai, Shanghai MunicipalityChinaRecruiting
Zhejiang Cancer HospitalHangzhou, ZhejiangChinaNot yet recruiting
Lishui People's HospitalLishui, ZhejiangChinaNot yet recruiting

+Publications

  • Results publication: Jabbour SK, Lee KH, Frost N, Breder V, Kowalski DM, Pollock T, Levchenko E, Reguart N, Martinez-Marti A, Houghton B, Paoli JB, Safina S, Park K, Komiya T, Sanford A, Boolell V, Liu H, Samkari A, Keller SM, Reck M. Pembrolizumab Plus Concurrent Chemoradiation Therapy in Patients With Unresectable, Locally Advanced, Stage III Non-Small Cell Lung Cancer: The Phase 2 KEYNOTE-799 Nonrandomized Trial. JAMA Oncol. 2021 Jun 4;7(9):1-9. doi: 10.1001/jamaoncol.2021.2301. Online ahead of print. PMID 34086039
  • Results publication: Zhao ZR, Liu SL, Zhou T, Chen G, Long H, Su XD, Zhang X, Fu JH, Lin P, Zhang LJ, Rong TH, Wu JD, Li ZC, Su HL, Chen JY, Yang YP, Lin YB, Xi M, Yang H. Stereotactic body radiotherapy with sequential tislelizumab and chemotherapy as neoadjuvant therapy in patients with resectable non-small-cell lung cancer in China (SACTION01): a single-arm, single-centre, phase 2 trial. Lancet Respir Med. 2024 Dec;12(12):988-996. doi: 10.1016/S2213-2600(24)00215-7. Epub 2024 Sep 18. PMID 39305910
  • Results publication: Liu J, Huang X, Yang Y, Lv W, Wang Y, Xia P, Hu J. Comparison of efficacy and safety of neoadjuvant immunochemotherapy in young and elderly patients with IIA-IIIB non-small-cell lung cancer in real-world practice. BMC Pulm Med. 2024 Nov 29;24(1):592. doi: 10.1186/s12890-024-03417-8. PMID 39614293
  • Results publication: Sorin M, Prosty C, Ghaleb L, Nie K, Katergi K, Shahzad MH, Dube LR, Atallah A, Swaby A, Dankner M, Crump T, Walsh LA, Fiset PO, Sepesi B, Forde PM, Cascone T, Provencio M, Spicer JD. Neoadjuvant Chemoimmunotherapy for NSCLC: A Systematic Review and Meta-Analysis. JAMA Oncol. 2024 May 1;10(5):621-633. doi: 10.1001/jamaoncol.2024.0057. PMID 38512301
  • Results publication: Chang JY, Lin SH, Dong W, Liao Z, Gandhi SJ, Gay CM, Zhang J, Chun SG, Elamin YY, Fossella FV, Blumenschein G, Cascone T, Le X, Pozadzides JV, Tsao A, Verma V, Welsh JW, Chen AB, Altan M, Mehran RJ, Vaporciyan AA, Swisher SG, Balter PA, Fujimoto J, Wistuba II, Feng L, Lee JJ, Heymach JV. Stereotactic ablative radiotherapy with or without immunotherapy for early-stage or isolated lung parenchymal recurrent node-negative non-small-cell lung cancer: an open-label, randomised, phase 2 trial. Lancet. 2023 Sep 9;402(10405):871-881. doi: 10.1016/S0140-6736(23)01384-3. Epub 2023 Jul 18. PMID 37478883
  • Results publication: Theelen WSME, Chen D, Verma V, Hobbs BP, Peulen HMU, Aerts JGJV, Bahce I, Niemeijer ALN, Chang JY, de Groot PM, Nguyen QN, Comeaux NI, Simon GR, Skoulidis F, Lin SH, He K, Patel R, Heymach J, Baas P, Welsh JW. Pembrolizumab with or without radiotherapy for metastatic non-small-cell lung cancer: a pooled analysis of two randomised trials. Lancet Respir Med. 2021 May;9(5):467-475. doi: 10.1016/S2213-2600(20)30391-X. Epub 2020 Oct 20. PMID 33096027
  • Results publication: Verma S, Breadner D, Mittal A, Palma DA, Nayak R, Raphael J, Vincent M. An Updated Review of Management of Resectable Stage III NSCLC in the Era of Neoadjuvant Immunotherapy. Cancers (Basel). 2024 Mar 27;16(7):1302. doi: 10.3390/cancers16071302. PMID 38610980

+Investigators